Securities and Exchange Commission

Results: 36084



#Item
311Finance / Money / Economy / Corporate finance / Stock market / Equity securities / SEC filings / Form 4 / U.S. Securities and Exchange Commission / Security / Stock / Securities Exchange Act

FORMCheck this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

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Source URL: compliance-sec.com

Language: English - Date: 2016-04-05 08:26:24
312United States securities law / Economy / Finance / Law / U.S. Securities and Exchange Commission / Financial Industry Regulatory Authority / Uniform Securities Act / Registered representative / North American Securities Administrators Association / Joseph Borg / Securities Act / Filing

NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C0900 Fax: www.nasaa.org

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Source URL: nasaa.cdn.s3.amazonaws.com

Language: English - Date: 2016-08-03 14:20:30
313Economy / Accounting / Business / Mergers and acquisitions / Financial accounting / Financial markets / Financial statements / Corporate finance / SFAS 157 / Impairment / Regulation S-X / Financial Accounting Standards Board

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.CFORM 10-Q [X]

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Source URL: www.biglariholdings.com

Language: English - Date: 2014-09-08 14:01:20
314Economy of Trinidad and Tobago / Economy / Trinidad and Tobago Securities and Exchange Commission / International Organization of Securities Commissions / Government / U.S. Securities and Exchange Commission / Financial regulation / Securities commission / Trinidad and Tobago Stock Exchange / Securities and Exchange Commission / Trinidad and Tobago

FR08/16 Country Review of Republic of Trinidad and Tobago’s Implementation of IOSCO Objectives and Principles of Securities Regulation

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Source URL: www.iosco.org

Language: English - Date: 2016-08-16 13:48:05
315Economy / Generally Accepted Accounting Principles / U.S. Securities and Exchange Commission / International Financial Reporting Standards / Accounting / Business / Actuarial science

Closing A user friendly tool to secure the closing.

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Source URL: latinapt.addactis.com

Language: English - Date: 2016-05-19 04:58:12
316Law / Arbitration / Financial Industry Regulatory Authority / United States securities law / Arbitral tribunal / Securities Exchange Act / Securities regulation in the United States / Forum / U.S. Securities and Exchange Commission / United States Arbitration Association / Consumer arbitration

OMB APPROVAL OMB Number: Estimated average burden hours per response

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Source URL: cdn.batstrading.com

Language: English - Date: 2015-03-20 17:10:33
317Australian Securities Exchange / Australian Securities and Investments Commission / Corporate governance / Bank / Government / Financial regulation in Australia

Clearing and settlement facilities: Australian and overseas operators

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Source URL: download.asic.gov.au

Language: English
318Economy / Finance / Stock market / Business / Equity securities / Corporate finance / Corporate law / U.S. Securities and Exchange Commission / Non-voting stock / Incorporation / Security / Preferred stock

OMB APPROVAL OMB Number: Estimated average burden hours per response

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Source URL: cdn.batstrading.com

Language: English - Date: 2016-03-30 15:41:18
319Finance / Money / Economy / Exchange-traded funds / IShares / SPDR / U.S. Securities and Exchange Commission / Index fund / Securities regulation in the United States / Barclays Capital Aggregate Bond Index / Security / Bond

OMB APPROVAL OMB Number: Estimated average burden hours per response

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Source URL: cdn.batstrading.com

Language: English - Date: 2016-07-15 13:41:38
320Economy / Finance / Money / Corporate crime / U.S. Securities and Exchange Commission / Securities regulation in the United States / DoddFrank Wall Street Reform and Consumer Protection Act / Public Company Accounting Oversight Board / Securities Act / Insider trading / Registered Investment Adviser / Broker-dealer

Wall Street Lawyer led to some of the strongest, most productive companies in the world. I think it’s no accident that the American approach to capital markets, including SEC oversight, has been emulated by

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Source URL: www.dgslaw.com

Language: English - Date: 2015-04-01 10:48:59
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